The UHY team has accumulated most of its experience providing audit and consulting services to entities regulated by the Bank of Portugal, CMVM, and ASF, but we also develop projects for companies in other sectors.
The experience accumulated over recent years allows us to develop excellent projects tailored to our clients’ needs. In addition to the knowledge accumulated by the UHY team, we have specialists in the field of Information Systems available to support us in audit and consulting projects, as well as the experience and support of our international network.
Independent assessments (external audits) provided for in Notice No. 3/2020 of the Bank of Portugal:
Issuance of a supporting report supporting the opinion of the Supervisory Body described in Article 56, paragraph 1, Notice no. 3/2020 of the BdP, which includes:
· Outsourcing Internal Audit Function Responsibilities
· Developing and supporting the implementation of Internal Audit Policies, Manuals, and Regulations
· Defining the Internal Audit Plan
· Executing Internal Audit Actions
· Following up on Internal Audit Recommendations
· Preparing Internal Audit Reports
· Reviewing the Internal Control System (Specific Areas)
· Outsourcing Compliance Function Responsibilities
· Developing and supporting the implementation of Compliance Policies and Manuals
· Defining the Compliance Function Activity Plan
· Gap analysis to identify obligations and assess exposure to regulatory non-compliance risks
· Developing the Company’s regulatory responsibilities checklist
· Supporting the implementation of the action plan for identified deficiencies within the Compliance area
· Tests to support the preparation of the Supervisory Body’s Opinion for the issuance of the annual Money Laundering and Terrorism Financing Prevention Report
· Effectiveness Tests
· Tests to support the issuance of the Money Laundering and Terrorism Financing Prevention Report for entities supervised by the CMVM
· Effectiveness tests pursuant to Article 5 of CMVM Regulation No. 2/2020
· Assessment of Compliance of Internal Manuals and Policies with the legal provisions established by Law No. 83/2017 and CMVM Regulation No. 2/2020
· Audit of the implementation of recommendations resulting from special audits by the Bank of Portugal (Specific Determinations and Supervisory Measures, for example)
· Support for the implementation of the action plan for identified deficiencies within the scope of the PBCFT
· Creation and implementation of PBCFT Policies and Manuals
· Assessment of the Risk Management Model for Money Laundering and Terrorism Financing Prevention BCFT regarding the adequacy and effectiveness of the Internal Control System in its ability to comply with the Preventive Duties described in the applicable legislation, for example KYC analysis and review of suspicious transactions
· Outsourcing Risk Function Responsibilities
· Development and support in the implementation of Policies and Manuals related to the Risk Management Function
· Definition of the Risk Function Activity Plan
· Comprehensive analysis of internal and external risks, including their identification, analysis, assessment, mitigation, monitoring, and reporting
· Development of the risk matrix and development of risk management strategies
· Review of the governance model and Internal Control System
· Implementation of the GRC model in accordance with applicable legislation and best practices
Contact us and receive a proposal tailored to your needs. Our team is ready to present effective, results-oriented solutions.
You can quickly and easily obtain a customized solution tailored to your needs.
Our professionals combine technical knowledge, international experience, and local expertise. More than consultants, they are partners dedicated to creating solutions that generate real impact for each client.
We guarantee accuracy, transparency, and reliability in your financial reports, strengthening the credibility of your business.
Strategic support in mergers, acquisitions, valuations and investment attraction to maximize value.
Implementation and management of Primavera ERP solutions, optimizing processes and facilitating decision-making.
We integrate environmental, social and governance practices for more responsible and sustainable companies.
Solutions that ensure regulatory compliance, risk mitigation, and good governance practices.
Identifying and managing tax incentives and benefits to support your company’s growth and innovation.
Assessment of information systems and internal control to reinforce security and technological efficiency.
Specialized legal advice to protect your interests and support strategic decisions.
Administrative, financial and human resources processes that allow greater focus on the growth of your business
Identification of the most appropriate Transfer Prices, optimizing the tax burden.
Identification of the most appropriate Transfer Prices, optimizing the tax burden.
Contact us and discover tailored solutions for your challenges.
